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VP, Compliance | New York, NY

VP, Compliance | New York, NY
April 28, 2020 Chitra Sharma

International Bank in New York City is seeking a VP of Compliance. Requirements: 5 plus years relevant compliance experience in US regulated bank.


  • Maintain and develop corporate compliance programs including reviewing and updating policies and procedures on an ongoing basis, to ensure they are compliant with U.S. laws and regulations.
  • Support senior management with conflicts of interest issues, regulatory change management, vendor management program, resolution plan submissions, and compliance advisory.
  • Review all services, products and other departments to ensure compliance with internal policies and procedures, applicable supervisory guidelines and adequacy of operational and systems controls.
  • Successfully maintain internal control standards, including timely implementation of remediation efforts.
  • Successfully assist to develop training program; Conduct or obtain outside experts to provide compliance training sessions to ensure all employees are aware of and understand relevant banking regulations.
  • Support Senior Management in role as liaison with NYS DFS and Federal Reserve and other regulatory agencies.


  • Bachelor’s degree; Advanced degree or JD preferred.
  • 5 plus years relevant compliance experience in US regulated bank
  • International bank experience with with a thorough understanding of relevant laws and regulations and compliance requirements.
  • Strong leadership skills with sound business judgment.
  • Excellent communication and interpersonal skills.
  • Advanced analytical, critical thinking and tactical skills.
  • Strong attention to detail.
  • Manage direct reports